- registered investment adviser
- SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee. Bloomberg Financial Dictionary
Financial and business terms. 2012.
Financial and business terms. 2012.
Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… … Wikipedia
Investment Adviser Association — The Investment Adviser Association [ [http://www.investmentadviser.org IAA Home ] ] (IAA) is a not for profit association that exclusively represents the interests of federally registered investment advisory firms. Founded in 1937, the… … Wikipedia
Investment Company Act of 1940 — Investment Company Act of 1940, as amended (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose … Law dictionary
Investment Company Act of 1940, as amended — (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the… … Law dictionary
Investment Company Act — of 1940, as amended (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are… … Law dictionary
Investment Advisers Act of 1940 — (Advisers Act) USA The federal statute administered by the SEC that regulates the registration, conduct and reporting requirements of investment advisers. Investment advisers are required to register with the SEC, unless subject to an exemption… … Law dictionary
Investment advisor — An investment advisor (or investment adviser) is an individual or firm that advises clients on investment matters on a professional basis. They tend to fall into two distinct categories: * investment advisors offering direct financial advice to… … Wikipedia
Investment Advisor (magazine) — Infobox Magazine title = Investment Advisor image size = 110px image caption = editor = [http://www.investmentadvisor.com/author.php?topic=1 James J. Green] editor title = Editor in Chief staff writer = Robert F. Keane Melanie Waddell Liana… … Wikipedia
Financial adviser — Personal finance Credit and debt Pawnbroker Student loan Employment contract Salary Wage Em … Wikipedia
Cambridge Investment Research — Cambridge Investment Research, Inc. is a broker/dealer based in Fairfield, Iowa. Cambridge Investment Research, Inc., also known as The Fee Experts, is a leading independent Broker/Dealer specializing fee based advisory solutions. Based in… … Wikipedia